Transition Package
Harbour Investments, Inc. understands the transition concerns registered representatives may have when transferring to a new broker-dealer. Therefore, we have created a comprehensive transition package to help make your transfer seamless as possible. When you join Harbour, we will pay special attention to:
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Getting acquainted. The first step of the process is for Harbour to get a complete understanding of your business and identify how we can cater to your individual needs. You will then be introduced to the key people that will be able to answer your questions about doing business with Harbour.
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Walking you through the basic steps of the transition process. Our experienced transition team will work closely with you to ensure a smooth transfer of your licenses and business by walking you through the three- step process.
Transition is as easy as 1-2-3!
1. Preparing for the Transition
2. Making the Transition
3. Preceding the Transfer
ü Transition Checklist -
We understand the importance of a smooth transition when changing broker/dealers. Our staff will quickly respond to you and your client’s concerns and help ease the adjustment.
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Getting your business started with minimal or no interruption. We will provide you the proper manuals and training to get your business started with Harbour. Assign a private password to the secure section of the website viewed only by registered representatives. Provide a secure Harbour e-mail address for immediate access to commission statements and important communication.
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Providing marketing support and Continuing Education. You will be introduced to the Products/Resources available on our website, which include direct links to top product sponsors. Harbour issues an extensive monthly newsletter with marketing and sales ideas, including latest product and market review information. We offer an annual marketing and compliance conference, continuing education modules, various programs and seminars including insurance CE credits.
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Performing as a liaison with Clearing Firms. You will have access to your choice of clearing firms that provide brokerage services, research and resources. We have agreements with Wedbush Morgan Securities and Pershing.
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Ongoing support and customer service. The Harbour staff is committed to providing continued support and highest level of customer service to you and your clients before, during and beyond the transition period.
To receive more information on becoming a Harbour Investments registered Representative, or to receive a 30 day password to the Private Access portion of our site, click here. All inquiries are handled confidentially.
