Welcome

Welcome to Harbour's website for rep/advisors looking to make a change.

First and foremost, Harbour could not be where we are or who we are without the representatives we have today.  We treat our representatives the way they treat their clients, with respect and dignity.  Our representatives are professionals who are open to discussion, but also enjoy family type atmospheres.  We have a diverse group of representatives at Harbour, which generates many new ideas and great topics for discussion.

Harbour Quick Facts

  • Harbour was founded in 1987 and is wholly owned by President and CEO, Nick Sondel.
  • Net Capital is typically 8-10 times the required amount
  • 2013 revenues exceeded $35M
  • We are your professional OSJ.  We approve every transaction
  • With approximately 200 producing representatives, we have offices located in 15 states; primarily the upper Midwest
  • The average tenure from our rep/advisors is 9.9 years
  • Our Compliance record is clean.  See for yourself on FINRA's Broker Check.
  • Harbour’s cross trained staff gets you answers quickly eliminating transferring from one employee to the next
  • Compliance is proactive and tough yet flexible because we have been in your position before.
  • We have a fast turn-around on compliance approvals.
  • Harbour values strong working relationships, loyalty, and personal connections.