The decision to move to Harbour Investments came after extensive research and interviews with many Broker /Dealers.   It was important to have a B/D that had an impeccable reputation and was forward thinking.  Technology had to be progressive, communication open and consistent and, of course, compliance good.  
  The best surprise was the incredible “family atmosphere” and helpful attitude of the staff and other representatives.  The expertise of the staff, considering that everyone is cross trained, is impressive. This means immediate support when making a request  rather than being put on hold.  The move was seamless, thanks to the experience and assistance of the specifically appointed staff.  I am extremely happy about the move to Harbour Investments and plan to make this my very last move in the financial services industry!

Julie Gneiser, Neenah, WI - Joined Harbour in November 2014
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Welcome to Harbour Investment's website for rep/advisors looking to make a change.

First and foremost, Harbour could not be where we are or who we are without the representatives we have today.  We treat our representatives the way they treat their clients, with respect and dignity.  Our representatives are professionals who are open to discussion, but also enjoy family type atmospheres.  We have a diverse group of representatives at Harbour, which generates many new ideas and great topics for discussion.

Harbour Quick Facts

  • Harbour was founded in 1987 and is wholly owned by President and CEO, Nick Sondel.
  • 2014 revenues exceeded $35M
  • We are your professional OSJ.  We approve every transaction.
  • With approximately 200 producing representatives, we have offices located in 14 states; primarily the upper Midwest.
  • The average tenure from our rep/advisors is 10.3 years.
  • Our Compliance record is clean.  See for yourself on FINRA's Broker Check.
  • Harbour’s cross trained staff gets you answers quickly eliminating transferring from one employee to the next.
  • Compliance is proactive and tough yet flexible because we have been in your position before.
  • We have a fast turn-around on compliance approvals.
  • Harbour values strong working relationships, loyalty and personal connections.