After 21 years with a larger broker-dealer, Harbour has been a breath of fresh air for me and my business.  Compliance is tight, but fair and common sense, and red tape is kept to a minimum.  Harbour’s exactly what I needed – a broker-dealer who allows me to determine the vision and direction for my business, and supports me in making that vision a reality.

John Wheeler - Green Bay, WI; Joined Harbour September 2012.
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Welcome

Welcome to Harbour Investment's website for rep/advisors looking to make a change.

First and foremost, Harbour could not be where we are or who we are without the representatives we have today.  We treat our representatives the way they treat their clients, with respect and dignity.  Our representatives are professionals who are open to discussion, but also enjoy family type atmospheres.  We have a diverse group of representatives at Harbour, which generates many new ideas and great topics for discussion.

Harbour Quick Facts

  • Harbour was founded in 1987 and is wholly owned by President and CEO, Nick Sondel.
  • 2014 revenues exceeded $35M
  • We are your professional OSJ.  We approve every transaction.
  • With approximately 200 producing representatives, we have offices located in 11 states; primarily the upper Midwest.
  • The average tenure from our rep/advisors is 10.3 years.
  • Our Compliance record is clean.  See for yourself on FINRA's Broker Check.
  • Harbour’s cross trained staff gets you answers quickly eliminating transferring from one employee to the next.
  • Compliance is proactive and tough yet flexible because we have been in your position before.
  • We have a fast turn-around on compliance approvals.
  • Harbour values strong working relationships, loyalty and personal connections.