Tony Smith
   Transaction Compliance Principal

Tony is part of the Transaction Department brokerage area, joining Harbour in September 2004.  He has a Manufacturing Management degree from University of Wisconsin - Stout.  Tony brings prior brokerage experience through employment at a discount brokerage firm. 

Tony primarily works on the  brokerage side, taking and  placing  trades  -  stocks,  mutual  funds,  options or  bonds and  follows up on Pershing and Wedbush account issues.  Tony processes and approves incoming Pershing and Wedbush paperwork and is Harbour's NetX360 administrator.

Licenses:  Series 7, 24, 63 and 65

Special Interests: golf, hockey, fantasy football, fantasy hockey