Richard O'Leary
 VP, Chief Compliance Officer

Rich is an Executive Officer of Harbour Investments, Inc. and a member of Harbour’s Senior Management team.  Rich is Vice-President and Chief Compliance Officer.  Rich joined Harbour in June 1999 with an extensive background in management. After numerous years of securities' supervision of brokerage business at Harbour, he was named Chief Compliance Officer in April 2004.  He has an Associate Degree from Madison Area Technical College in Business Mid-Management.

Rich is responsible for developing, initiating, maintaining and revising procedures to insure compliance with broker dealer related rules and regulations.  Rich's knowledge of the industry is prominent, serving as the primary liaison between Harbour and various regulatory authorities including the FINRA, SEC and the State of Wisconsin.  Rich's approach, a close working relationship with regulators, has proven to be very successful.  He is also responsible for expeditious approval of our representatives' marketing and advertising material. "Our strong commitment to compliance is uniquely paralleled with our sales staff.  This relationship is atypical in the industry, and is a great asset to Harbour representatives."

 Licenses:   Series 7, 24, 63, 66 and Life, Accident and Health Insurance

 Special Interests:  enjoys golf, fishing and volleyball