Dan Wipperfurth
Compliance Specialist
Sales & Marketing

Dan is a Compliance Specialist and is part of Harbour’s Sales & Marketing team, joining Harbour in February 2000.  Dan graduated from the University of Wisconsin - Whitewater in 1999 with a Bachelor’s degree in Finance and spent a year as an insurance agent with Catholic Knights.

Dan worked in the Transaction Department, brokerage and direct business areas during his tenure, before moving to the Compliance Department.   Dan’s primary responsibilities are daily compliance duties (i.e. approvals for advertisements, sales literature and correspondence).  He follows up with our representatives on compliance requirements such as regulatory education, privacy policy mailings, etc.  Dan leads our Investment Advisory program and has other marketing functions at Harbour. 

 Licenses:  Series 7, 63, 24 and life and health insurance licenses

 Special Interests:  Officiates high school & college basketball